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NOC 1113 – Securities agents, investment dealers and brokers

NOC 1113 – Securities agents, investment dealers and brokers

December 6, 2019

National Occupational Classification (NOC) code 1113 is for Securities agents, investment dealers and brokers job titles.

NOC skill type/level: Skill Level A

Employment requirements

  • A bachelor’s or master’s degree in economics, business or other discipline is usually required.
  • Securities sales representatives and brokers require completion of industry investment and sales training programs and completion of the Canadian Securities course and the Registered Representative Manual Exam offered by the Canadian Securities Institute.
  • Specialized courses are also available for securities sales representatives and brokers who want to trade in specific investment products such as securities options and futures contracts.
  • Licensure by the provincial securities commission in the province of employment is required for securities agents, investment dealers and brokers.

List of Job Titles for NOC 1113 – Securities agents, investment dealers and brokers

  • annuity representative – investments
  • arbitrager
  • bond broker
  • bond dealer
  • bond trader
  • broker
  • commodity broker
  • commodity trader
  • discount broker
  • equity trader
  • financial broker
  • floor trader – commodity exchange
  • foreign exchange dealer
  • foreign exchange trader
  • futures trader
  • grain broker
  • grain broker – commodity trading
  • grain trader
  • independent floor trader
  • investment broker
  • investment dealer
  • investment representative
  • money market trader
  • mutual fund broker
  • mutual fund sales agent
  • mutual fund sales representative
  • options trader
  • registered investment representative
  • registered representatives supervisor
  • securities agent
  • securities representative
  • securities sales agent
  • securities salesman/woman
  • securities trader
  • stock exchange floor trader
  • stockbroker
  • stocks and bonds trader
  • trust services salesman/woman
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